Independent Financial Advisor
We are entering an exciting phase of growth fueled by new collaborations and strategic partnerships, and we’re looking for advisor(s) to help support and expand on these opportunities! Applicants that are interested can apply HERE.
Company Description
BK Capital is a team-focused financial planning firm based in Connecticut. With additional offices and advisors in the Northeast. We specialize in comprehensive financial planning, investment management, and insurance strategies, with a strong focus on serving the communities we are in!
We take a collaborative, team-based approach that allows advisors to focus on relationships and growth while leveraging shared resources, planning support, and operational infrastructure.
Position Overview
We are seeking an experienced Financial Advisor who either has an existing client base or is able to transition a portable book of business and is looking for a team-oriented environment to support continued growth.
This role is ideal for an advisor who values collaboration, wants operational and planning support, and is seeking opportunities to expand their business through both existing relationships and new collaborative partnerships.
In addition to maintaining and growing their own book, the advisor will be given opportunities to support and develop new business generated through existing firm partnerships and new and ongoing collaborations.
What We Offer
- Team-based support structure (planning, operations, and service support)
- Opportunities to participate in new business generated through firm collaborations
- Hybrid work environment
- Dedicated office space in Durham, CT (expanding and open to additional spaces)
- Willingness to secure additional office space if needed and appropriate
- Growth-oriented environment focused on long-term advisor success
- Flexible structure designed to support scalable advisor growth
Qualifications:
- Proficiency in Financial Planning and Retirement Planning
- In-depth knowledge of Finance and Investments
- Experience as a Financial Advisor with strong client relationship management skills
- Excellent analytical, communication, and interpersonal skills
- Ability to stay updated on market trends and industry regulations
- Existing book of business or ability to transition a portable book
- Strong relationship management skills
- Entrepreneurial mindset with a collaborative approach
- Ability to work independently while contributing to a team environment
Active FINRA licenses:
- Series 6 or Series 7
- Series 66 (or Series 63 & 65)
Preferred (Bonus):
- CFP® (Certified Financial Planner™) designation
- CIMA® (Certified Investment Management Analyst®) designation
- Bachelor’s degree in Finance, Business Administration, or related field
- Experience delivering comprehensive financial planning
- Experience working with professional clients (medical, dental, veterinary, or similar)
